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Sarbanes-Oxley And Internal Control Over Financial Reporting
White Papers Sarbanes-Oxley (SOX) Section 404 is now in effect for publicly traded U.S.companies. The focus of this white paper is on one of the four IT General Control objectives specified by the US Public Company Accounting Oversight Board (PCAOB): Access to...
[January 1, 1970, 0:59]
Management's Responsibility For Assessing The Effectiveness Of Internal Control Over Financial Reporting Under Section 404 Of The Sarbanes-Oxley Act
White Papers Section 404 of the Sarbanes-Oxley Act ("Section 404") requires management to report on the effectiveness of the company's internal control over financial reporting based on its assessment as of the end of the fiscal year.
[January 1, 1970, 0:59]
IT Control Objectives For Sarbanes-Oxley: The Importance Of IT In The Design, Implementation And Sustainability Of Internal Control Over Disclosure And Financial Reporting
White Papers IT organizations need to become involved in Sarbanes-Oxley attestation activities quickly. Accordingly, there is an urgent need for guidance material that specifically addresses the information technology control environment.
[January 1, 1970, 0:59]
Beyond Compliance - Leveraging Internal Control To Build A Better Business: A Response To Sarbanes-Oxley Sections 302 And 404
White Papers The Sarbanes-Oxley Act of 2002 is, by any standard, a complex piece of legislation, one that has engendered confusion and consternation in some quarters of the business community. Deloitte & Touche believes that anything less than a vigorous...
[January 1, 1970, 0:59]
Internal Control Requirements Under Sarbanes-Oxley Challenge Outsourcing Marketplace
White Papers As the deadline approaches for companies to fulfill their Section 404 requirements, the debate continues to intensify over the extent to which service providers should share in customers' responsibilities.
[January 1, 1970, 0:59]
Sarbanes-Oxley Section 404: Management Assessment Of Internal Control And The Proposed Auditing Standards
White Papers This paper is designed to provide guidance to a company's management on how it might prepare for its evaluation and provide insight to audit committee members on the process. Ultimately, it is management's responsibility to design a process...
[January 1, 1970, 0:59]
Sarbanes - Oxley Section 404: How BMC Software Solutions Address General IT Control Requirements.
White Papers In accordance with Sarbanes-Oxley (Sarbox), executives must attest to the adequacy and effectiveness of their internal controls, including IT controls. The Sarbanes-Oxley Act of 2002 will have a significant impact on IT organizations.
[January 1, 1970, 0:59]
Sarbanes-Oxley Compliance: Allegro Improves Internal Controls And Financial Reporting
White Papers This contributes to compliance with laws and regulations and more accurate and reliable financial reporting as specifically required in Section 404 of the Sarbanes-Oxley Act. The Allegro application contributes to an effective control environment...
[January 1, 1970, 0:59]
Wireless Network Security & Sarbanes-Oxley Compliance
White Papers A new section of the Sarbanes-Oxley Act, Section 404, requires all publicly traded firms to file an internal control statement. This webcast discusses deployment of risk-free wireless networks and what steps organizations can take to meet the...
[January 1, 1970, 0:59]
Focus On SOX Analytics: Analytics For Compliance With The Sarbanes-Oxley Act
White Papers They are not dependent on the assessment of one single individual and are also well suited in the process for internal control that is required by Sarbanes-Oxley and similar legislation. The purpose of this paper is to describe the basics for...
[January 1, 1970, 0:59]
Case Study: Sarbanes-Oxley Consulting
White Papers Using the COSO internal control assessment model, the Sarbanes-Oxley Act and SEC regulations as its guidelines, internal control components were assessed, documented, tested and evaluated as to their overall effectiveness and reporting tools were...
[January 1, 1970, 0:59]
How LANDesk Management Solutions Support IT Asset Management And Overall IT Control Requirements
White Papers Automated systems management solutions such as LANDesk Management Suite and LANDesk Asset Manager can provide greater control over the IT infrastructure that supports both business processes and IT asset management and reporting, and substantially...
[January 1, 1970, 0:59]
Taking Control: A Guide To Compliance With Section 404 Of The Sarbanes-Oxley Act Of 2002
White Papers Establishing a robust system of internal control - one that invokes the intent of the Sarbanes-Oxley Act and all the related Securities and Exchange Commission (SEC) rules and Public Company Accounting Oversight Board (PCAOB) standards - is not a...
[January 1, 1970, 0:59]
WorkPapers
Downloads Most recently, WorkPapers has aided in numerous Sarbanes-Oxley internal control testing projects. If you are a Sarbanes-Oxley project manager or an internal audit manager, this tool is definitely for you.
[February 14, 2007, 17:01]
WorkPapers Lite
Downloads Most recently, WorkPapers has aided in numerous Sarbanes-Oxley internal control testing projects. If you are a Sarbanes-Oxley project manager or an internal audit manager, and you are still fumbling with Microsoft Word and Microsoft Excel in...
[February 14, 2007, 17:01]
Sarbanes-Oxley Section 404: Corporate Managers Are Focused, Investors Are Not
White Papers This white paper provides companies affected by the Sarbanes-Oxley Act of 2004 with general information and considerations regarding internal control reporting requirements. The information and considerations presented do not constitute legal advice.
[January 1, 1970, 0:59]
WorkPapers
Downloads Most recently, WorkPapers has aided in numerous Sarbanes-Oxley internal control testing projects. If you are a Sarbanes-Oxley project manager or an internal audit manager, and you are still fumbling with Microsoft Word and Microsoft Excel in...
[February 14, 2007, 17:01]
S-Ox And The Need To Audit IT Processes
White Papers A disciplined approach to internal process controls and good IT governance are the keys to complying with Sarbanes Oxley. Section 404(a) calls on companies to identify the framework used by management to evaluate the effectiveness of their internal...
[January 1, 1970, 0:59]
Role Of ECM And Processes In Ensuring Regulatory Compliance
White Papers A structured approach to internal process control, good IT governance, and regular security reviews are keys to complying with the Sarbanes-Oxley Act and the E-Government Act. This paper presents the frameworks (COSO and CoBIT) that can help...
[January 1, 1970, 0:59]
Fraud And The Role Of The Audit Committee
White Papers As required by Section 404 of the Sarbanes-Oxley Act, management must certify in its annual report that the company has established effective internal control over financial reporting. Furthermore, the SEC's resultant Final Rule: Management's...
[January 1, 1970, 0:59]
