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SEC probe holds up Dell quarterly report

News Issues raised by a US Securities and Exchange Commission (SEC) probe have led Dell to delay filing its quarterly earnings report and could mean that it will have to restate financial results. Computer maker Dell announced the SEC investigation in...

[September 12, 2006, 9:45]

SEC SOC Test Board

Downloads Click on the following links for the driver package readme info:.extract/Readme.txt This package supports the following driver models:SEC SOC Test Board

[August 5, 1999, 8:00]

SEC raises tensions at the Googleplex

News But securities lawyers said the stock sale disclosures stem from an SEC rule regarding the sale or purchase of securities outside of a public offering. Since its August IPO, Google has filed documents with the Securities and Exchange Commission...

[January 10, 2005, 13:20]

SEC to broaden HP inquiry

News HP has received an additional inquiry from the Securities and Exchange Commission (SEC) regarding both the company's leak probe disclosure and its handling of the resignation of board member Tom Perkins, the company said on Thursday.

[September 22, 2006, 17:20]

SEC may sue Business Objects

News On Wednesday, Business Objects said that it received a "Wells notice" from the SEC, indicating that the SEC is recommending charges against the company. In a statement, the company said it believes that the SEC complaint relates to the fact that...

[August 5, 2004, 10:00]

Compliance: SEC 17a-4/NASD 3010/3110

White Papers All aspects of the SEC and NASD regulations are effective today. In the wake of the 1928 stock market crash and the uncovering of widespread securities fraud, the U.S. Congress enacted the Securities Exchange Act of 1934.

[October 9, 2009, 1:51]

SEC Logos

Downloads Enjoy this very unique SEC Logos screensaver. This brings you the teams of the SEC and there logos. From Alabama to Tennessee to South Carolina you will get there logo plus more.

[February 17, 2009, 9:28]

SEC clamps down on spammers and hackers

News The Securities and Exchange Commission (SEC) suspended trading on Thursday in the securities of 35 companies that were heavily promoted in spam email campaigns, it said in a statement. Earlier in the week the SEC won an emergency court order...

[March 9, 2007, 8:07]

SEC News Reader

Downloads SEC (Securities Exchange Commission) News Reader grabs the top stories from the SEC and delivers them to your iPhone or iTouch. The news feeds covers only from press releases. It features landscape view mode and share stories with friends and...

[September 2, 2009, 8:42]

Google and SEC in tax dispute

News Google and the Securities and Exchange Commission (SEC) have been in dispute since March over "various issues" including the way in which Google accounts for income tax, the search giant revealed on Friday.

[March 2, 2007, 13:34]

Ongoing SEC investigations may hit 'serious' problems

News A spokeswoman for the SEC said it was to early to tell what the impact would be on ongoing investigations. She did say that the SEC has backups of electronic data, however. There, of course, will be substantial loss in paperwork and computer...

[September 13, 2001, 16:36]

AOL shares hit by SEC concerns

News In a bevy of research notes, Wall Street analysts worried about the outcome of the SEC probe and panned the sluggish performance of the corporation's America Online unit. Immediately following its earnings announcement on Wednesday, AOL Time Warner...

[July 26, 2002, 10:31]

RADEON 9600 Pro SEC

Downloads RADEON 9600 Pro SEC:Explore stunning new worlds of cinematic gameplay with a balanced combination of power,performance, and Microsoft DirectX 9 optimized support featured in RADEON 9600 family of visual processors.

[August 24, 2003, 7:00]

PCP puts 10/100 Mbits/sec on PC Card

News Made by Silicom, the card can switch between 10Mbits/sec and 100Mbits/sec speeds and uses a single RJ-45 connector. The list price is £199 + VAT. PPCP can be contacted by telephone on 0181-8932277.

[September 12, 1996, 16:17]

Google discloses Playboy text to SEC

News The search giant, which expects to price its IPO next week and which could begin trading on the open market shortly thereafter, may encounter a delay should the SEC want a "cooling off" period. However, if our involvement were held by a court to be...

[August 13, 2004, 15:45]

SEC to broaden HP inquiry

Talkback Kevin Hunsaker, HP's Chief Ethics Officer I'm sure is aware of regulations like SEC rules, GLBA and SOX http://www.essentialsecurity.com/admin/App_upload/FinancialWPfinal.pdf. Faking, changing, altering company documents all bad.

[September 22, 2006, 19:41]

EDS shares drop as SEC probe deepens

News Late Friday, the computer services giant said the SEC's informal inquiry into its stock-hedging efforts has become a formal investigation. The SEC is also investigating the events leading up to the company's dramatically reduced earnings forecast...

[January 22, 2003, 8:17]

Adaptec, Seagate plot Ultra2 SCSI 80Mb/sec raid

News Adaptec and Seagate will early in February take the wrapping off Ultra2 SCSI, a backwards-compatible extension of SCSI-3 that takes the storage drive interconnect technology to an 80Mb/sec bandwidth in "wide" 16-bit mode.

[January 28, 1998, 14:26]

Records Management and SEC Rules 17a-3 and 17a-4

White Papers It goes on to consider general records management issues as well as the specific records management implications of the SEC Rules themselves. For ease of reference, this white paper includes as an appendix the complete text of the SEC Rules.

[October 9, 2009, 2:10]

WANSync Provides SEC-Standard Data Availability for Buckingham Asset Management's Web Portal and Exchange Infrastructure

White Papers In addition, SEC regulations require that Buckingham employ robust disaster recovery planning, to minimize downtime of its SQL-based client data servers and Exchange-based communications infrastructure.

[January 4, 2007, 17:56]

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