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U.S. Securities And Exchange Commission: Managed Certificate Services Allow The SEC To Securely Accept Financial Forms Over The Internet
White Papers Securities and Exchange Commission (SEC). EDGAR's purpose is to assist the SEC in increasing the efficiency and fairness of the securities market for investors, corporations, and the economy. Collecting, storing, and distributing these documents to...
[January 1, 1970, 0:59]
Securities And Exchange Commission Releases Rules Of Standards Of Professional Conduct For Attorneys Under Section 307 Of The Sarbanes-Oxley Act
White Papers On January 29, 2003, the Securities and Exchange Commission (SEC) issued Release No. These Rules prescribe minimum standards of conduct for attorneys who appear and practice before the SEC in any way in connection with the representation of an issuer.
[January 1, 1970, 0:59]
Securities And Exchange Commission Of Pakistan Achieves High Availability For Critical Applications
White Papers The Securities and Exchange Commission of Pakistan (SECP) was established in 1999 by the Government of Pakistan. The SECP wanted to install a powerful, reliable, secure, and scalable database platform on which to run critical business applications...
[January 1, 1970, 0:59]
United States Securities And Exchange Commission — Data Warehouse
White Papers Business Challenge: A completely new site would have to be designed, developed, and implemented to manage the new disaster recovery architecture; and be able to process large amounts of data and increase the performance to benefit the end user.
[January 1, 1970, 0:59]
US Web Snooping Plan Draws Fire
News The US Securities and Exchange Commission (SEC) is moving to create an automated surveillance system that would scour the Internet for people who violate securities law. The Securities and Exchange Commission has a history of abiding with the...
[March 29, 2000, 9:12]
SEC Clamps Down On Spammers And Hackers
News The Securities and Exchange Commission has taken action against alleged stock promoters and hackers thought to have broken into trading accounts. The Securities and Exchange Commission (SEC) suspended trading on Thursday in the securities of 35...
[March 9, 2007, 8:07]
Veritas Pays $30m To Settle SEC Case
News The company announced on Friday that it would be handing over $30m (£15.2m) to The US Securities and Exchange Commission following an advertising deal that apparently went wrong. The Securities and Exchange Commission (SEC) had imposed the penalty...
[February 26, 2007, 14:24]
HP Faces Crisis After Mole Hunt
News The technology giant is expected to file documents with the Securities and Exchange Commission as early as Wednesday, providing more details about Perkins' resignation, according to sources. With his concerns mounting, Perkins asked that the...
[September 6, 2006, 16:10]
Tessera Aims To Wrap Up IPO
News Texas Instruments, Sharp and others have also paid millions to settle legal disputes with Tessera, according to filings with the Securities and Exchange Commission. The company's IPO filing with the Securities and Exchange Commission also broadly...
[October 30, 2003, 14:45]
SEC Raises Tensions At The Googleplex
News Since its August IPO, Google has filed documents with the Securities and Exchange Commission (SEC) detailing the multimillion-dollar stock sales of founders Sergey Brin and Larry Page, all the way down to the rank and file.
[January 10, 2005, 13:20]
Market Montage Solution Supports 200,000 Updates Per Second With SQL Server 2005
White Papers Securities and Exchange Commission's Regulation NMS (requiring dealers to use best-available pricing when executing securities orders), it thought it would need a Cray supercomputer or other specialized solution.
[January 1, 1970, 0:59]
Under Scrutiny: Governance In Canada
White Papers Securities and Exchange Commission, Canadian securities regulators have been in an unprecedented regulatory frenzy in the aftermath of the Enron scandal. Corporate governance is a hot topic in Canadian boardrooms, and interested parties...
[January 1, 1970, 0:59]
Sec Adopts Final Rules Exempting Banks From The Definition Of Dealer - Compliance Date September 30, 2003
White Papers Securities and Exchange Commission has adopted final rules concerning when banks meet the Exchange Act definition of "dealer," as modified by the Gramm-Leach-Bliley Act (GLBA). Effective September 30, 2003, a bank that engages in the purchase and...
[January 1, 1970, 0:59]
Section 404 Final Rules
White Papers Securities and Exchange Commission (SEC) has published its final rule on Section 404 of the Sarbanes-Oxley Act of 2002. Section 404 requires companies subject to reporting requirements of the Securities Exchange Act of 1934 to include in the annual...
[January 1, 1970, 0:59]
SEC 17 A-4(f) Compliance Assessment: Quantum Corporation DLTIce Worm Tape
White Papers It is clearly stated in the Securities and Exchange Commission Rule 17a-4(f) and associated interpretive releases that the use of alternate electronic storage media and devices satisfy the requirements to the extent that they deliver the...
[January 1, 1970, 0:59]
More Government Eyes On Qwest
News Last month, Qwest fired chief executive Joseph Nacchio amid an investigation of its accounting procedures by the Securities and Exchange Commission. The General Services Administration, the buying and procurement arm of the federal government, said...
[July 15, 2002, 7:57]
EDS Shares Drop As SEC Probe Deepens
News Electronic Data Systems' stock fell by nearly 10 percent on Tuesday on news that a US Securities and Exchange Commission probe into the company has grown more serious. The company blamed the reduction on several factors, including lower revenue...
[January 22, 2003, 8:17]
Web Stock Tipster Charged
News The Securities and Exchange Commission announced on Tuesday that it had filed civil securities fraud charges against Nicholas A. A US citizen who runs a Web site that recommended stock market investments has been accused of violating US securities...
[August 2, 2006, 17:30]
Federal Information Security Management Act: FY 2004 Executive Summary Report
White Papers The Office of Inspector General (OIG) of the Securities and Exchange Commission (SEC) engaged Cotton & Company LLP to conduct an independent evaluation of its information systems and security program and controls for compliance with the Federal...
[January 1, 1970, 0:59]
CEO/CFO Certification: Time For Reflection
White Papers Now that the flurry of activity relating to the initial financial certification requirements imposed by the Securities & Exchange Commission and the Sarbanes-Oxley Act has passed, all companies should take time to reflect on whether changes or...
[January 1, 1970, 0:59]
