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BEC: Securities Trading Solution Provider Chooses Windows over Linux as Better Bet for Future
White Papers BEC’s Trading System is a mission-critical interface between securities dealers and the Nordic Exchanges. BEC is an IT center operated as a cooperative by and for 32 banks and financial services firms throughout Denmark and the Nordic region.
[November 25, 2003, 23:00]
Securities Firm Avoids NASD Penalties With FaceTime IMAuditor
White Papers Instant messaging (IM) is posing supervisory, recordkeeping and compliance challenges for securities trading firms. With IMAuditor's search and reporting tool, the securities firm was able to easily access specific IM conversations and quickly...
[June 16, 2007, 1:00]
Securities law may speed Google's IPO
News Google appears to be in no hurry to become a publicly traded company, but a little-known securities regulation might force it to start behaving like one. Securities law requires private companies that exceed a certain level of stock distribution to...
[December 11, 2003, 8:55]
Securities
Downloads The five most important federal securities codes in the palm of your hand, and no network connection is required. Using this application you can browse the following statues: The Securities Act of 1933.
[December 1, 2008, 9:06]
Success Story - Deutsche Bank's Securities Custody Reporting System
White Papers Deutsche Bank's Securities Custody System is one of the earliest successful examples of commercial grid computing. The Bank needed to expand the reporting capabilities for its Global Custody business, which included account holdings and activity...
[March 1, 2009, 0:25]
Guotai Juan Securities Gets a Platform for the Future with Oracle and Hand
White Papers Formed through a merger in 1999, Guotai Junan Securities Co. Ltd.is one of the biggest securities companies in China. Guotai Junan regards advanced IT applications and effective financial management as a source of power in fueling the innovation...
[October 11, 2003, 5:09]
Daewoo Securities Standardizes With LEGATO AAM for Management of Its Enterprise Applications
White Papers Daewoo Securities Company, Limited is a full-service, integrated investment, banking, and brokerage firm headquartered in Seoul, Korea. Daewoo wanted a reliable, simple solution that would ensure high availability of its mission-critical programs.
[May 31, 2005, 0:00]
Diagnostic Tools Streamline Performance Improvements for Securities Market Platform
White Papers When a new issue comes to market, i-Deal provides a powerful online platform where issuers, brokerage firms, investors, and mutual fund managers can issue billions of dollars' worth of securities in minutes.
[February 23, 2007, 0:00]
Capital Securities Corporation Protects Clients With Check Point
White Papers A leader in Taiwan's competitive securities industry, Capital Securities Corporation currently ranks fourth in market share. Since maintaining customer confidence is vital to Capital Securities' success, it takes many steps to ensure its VIP...
[August 4, 2008, 19:08]
Read How Prudential Securities Used Microsoft Visual Basic to Change the Way It Developed Applications Without Changing Its Development Team
White Papers The Information Systems and Communications Division of Prudential Securities, decided to create most of their new systems as a combination of Windows and CICS/COBOL programs. The Windows programs would be responsible for all of the user interface...
[August 20, 2004, 0:00]
ADP Securities Industry Software Leverages Remedy for CMM and ISO 9001
White Papers ADP Securities Industry Software (ADP/SIS) provides information technology (IT) services to regional securities brokerage firms located across the United States. ADP/SIS is proving its level of commitment to continuous improvement and quality by...
[October 12, 2008, 1:23]
Deutsche Bank's Securities Custody Reporting System - Technical Details
White Papers Deutsche Bank's Securities Custody System is among the earliest examples of successfully using grid computing for large-scale financial data processing. Base One began developing its grid and cluster computing software under contract to Deutsche...
[October 8, 2008, 1:21]
Household Securities Purchases, Transactions Costs, and Hedging Motives
White Papers This paper estimates threshold models of household securities purchases, allowing for transactions costs. Purchases are related to excess market returns, the ratio of securities holdings to total wealth, and other variables capturing labor market...
[September 15, 2003, 3:30]
Coping with Creative Destruction in the Securities Industry - Part Two: Navigating the Change
White Papers Article shows that the securities industry has already grown beyond the most optimistic projections of the last century. To succeed in the deconstructed world of the coming decade, organizations will need to implement specific strategies that...
[December 15, 2003, 4:07]
Securities Trading Back Office Solutions Overview
White Papers Securities Trading is a major financial services company based in Japan, providing knowledge and IT solutions for financial business worldwide. The IT solution provider has been looking for specialists in constructing flexible back office solutions...
[June 13, 2008, 1:01]
Canadian Depository for Securities Gets Data in Sync With StorageTek SVA and PowerPPRC Software
White Papers Canadian Depository for Securities Ltd. CDS) plays a critical role in the operation of Canada's capital markets. With an eye toward the future, CDS determined that it needed to implant a synchronous mirroring infrastructure that would ensure the...
[February 3, 2009, 0:21]
Coping with Creative Destruction in the Securities Industry - Planning the Future of Financial Firms and Markets
White Papers As a result, securities industry participants must quickly master the art of "creative destruction", effectively tearing down all outmoded structures, systems and business models and replacing them with faster, more flexible and customizable next...
[December 15, 2003, 4:16]
The World's Largest Securities Depository Migrates Its Network to Meet the Demands of a Dynamic Financial Services Industry
White Papers The Depository Trust & Clearing Corporation (DTCC) through its subsidiaries provides clearance, settlement and information services for virtually all types of securities. DTCC settles $1-7 trillion each day, requiring more than 20 million...
[November 4, 2008, 0:21]
Daiwa Securities SMBC Europe Limited Uses Salesforce to Boost Client Relationships
White Papers Daiwa Securities SMBC Europe Limited ("Daiwa") is a wholly owned subsidiary of Daiwa Securities SMBC Co. Ltd. In the rapidly moving capital markets business, one can't stop talking to a client just because a salesperson is out for the day.
[July 12, 2006, 0:00]
PeopleSoft Case Study: FutureTrade Securities LLC
White Papers FutureTrade Securities LLC needed to position itself for growth. To do this, it needed to put a customer relationship management system - with a common, flexible infrastructure - in place in an aggressive implementation time frame to support its...
[March 4, 2005, 23:00]
